SourcingSourcing

FIFTH DOWN CAP LLC

C21
CRD 312861·SEC 801-120623
AUM
$1.69B
$1B+
Est. Revenue
$16.9M
@ 1% on AUM
Est. EBITDA
$5.1M
@ 30% margin
Est. Deal Value
$40.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIFTH DOWN CAP LLC
CRD
312861
SEC file #
801-120623
EIN
872302046
DBA names
—

Economics

AUM
$1.69B
AUM band
$1B+
AUM trajectory
'22'26
$176.1M → $1.69B▲ +862%
Client mix
Pooled Investment Vehicles60

Operations

Employees (total)
23
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'22'26
2 advisors → 7 advisors▲ +250%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
fifthdown.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPELLMAN, ANDREW, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
SPELLMAN, ANDREW, MICHAEL
CHRISTENSEN, MATTHEW, QUINN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIFTHDOWN.COM
Rdap Domain Creation Date
2006-11-19T19:49:44Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001911975
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2022-02-18
Edgar Last Filing Date
2024-04-08
Edgar Form D Count
2
Edgar Form D Offerings
2024-04-082024-04-08 · 0001911975-24-000001
2022-02-182022-02-18 · 0001911975-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley24
E*trade4
Edgar Addresses
Mailing
C/O FIFTH DOWN CAP LLC1B HUNT DRIVEDOVER, MA 02030
Business
C/O FIFTH DOWN CAP LLC1B HUNT DRIVEDOVER, MA 02030
Edgar EIN
872302046
Edgar Recent Filings
D/A2024-04-08 · 0001911975-24-000001
D2022-02-18 · 0001911975-22-000001
Firm Has Custody
Yes
Rdap Domain Expiration Date
2030-11-19T19:49:44Z
Rdap Domain Last Changed
2024-04-26T21:47:57Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4930239
Trust Company Affiliate
No

People (6)

6
SPELLMAN, ANDREW, MICHAEL
Direct Owner · 87.5%
4930239
CHRISTENSEN, MATTHEW, QUINN
Direct Owner · 17.5%
5175708
BURKE, KERRY, HOULIHAN
Executive Officer · 2.5%
8243520
Edelman, Charlotte, Joy
Executive Officer · 2.5%
7887052
JANKI LALANI GANDHI
Executive Officer · 2.5%
4957273
SMITH, MARA, EDITH
Executive Officer · 2.5%
8243517