NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC

C29
CRD 312937·SEC 801-120501·BOSTON, MA
AUM
$59.16B
$1B+
Est. Revenue
$591.6M
@ 1% on AUM
Est. EBITDA
$177.5M
@ 30% margin
Est. Deal Value
$1.42B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC
CRD
312937
SEC file #
801-120501
EIN
812071576
DBA names
Newton Investment Management North America

Economics

AUM
$59.16B
AUM band
$1B+
AUM trajectory
'22'26
$46.08B → $59.16B▲ +28%
Client mix
Pooled Investment Vehicles58
Investment Companies41
Pension Profit Sharing Plans24
State Or Municipal Govt22
Other Investment Advisers7

Operations

Employees (total)
88
Advisory staff (per ADV)
55
Advisory staff (5-yr trend)
'22'26
75 advisors → 55 advisors▼ -27%
Primary office
BOSTON MA
Branches

Custodian & Brokerage

Primary custodian
BNY Mellonmedium confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
5
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MBC INVESTMENTS CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
MBC INVESTMENTS CORPORATION
Campbell, Brock, Alan
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWTONIM.COM
Rdap Domain Creation Date
2013-07-30T19:35:09Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001672982
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2016-05-12
Edgar Last Filing Date
2024-02-05
Edgar Form D Count
8
Edgar Form D Offerings
2024-02-052024-02-05 · 0001672982-24-000001
2023-02-282023-02-28 · 0001672982-23-000001
Edgar Former Names
Salient Risk Parity Delta RHO Q V20 Fund, L.P.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Bny Mellon3
Full
Bny Mellon74
Pershing20
State Street4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
ONE BOSTON PLACE201 WASHINGTON STREETBOSTON, MA 02108
Business
ONE BOSTON PLACE201 WASHINGTON STREETBOSTON, MA 02108
Edgar EIN
812071576
Edgar Recent Filings
D/A2024-02-05 · 0001672982-24-000001
D/A2023-02-28 · 0001672982-23-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-30T19:35:09Z
Rdap Domain Last Changed
2025-06-28T10:27:01Z
Rdap Nameservers
Seth.ns.cloudflare.comZoe.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes