SourcingSourcing

FMA WEALTH MANAGEMENT, LLC

A75
CRD 313049·SEC 801-120645·DUXBURY, MA
AUM
$174.0M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$522K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FMA WEALTH MANAGEMENT, LLC
CRD
313049
SEC file #
801-120645
EIN
861693248
DBA names
—

Economics

AUM
$174.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$133.7M → $174.0M▲ +30%
Client mix
Individuals Other92
Individuals High Net Worth52

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
DUXBURY MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
linkedin.com/in/jim-morris-3884a718(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MORRIS, JAMES, MARC
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MORRIS, JAMES, MARC
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:fma.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002011155
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-09
Edgar Last Filing Date
2026-04-14
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-14
Accession0001951757-26-000590

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5101
Soi Zip Pct 200k Plus
0.3036
Soi Zip Returns 200k Plus
2,250
Soi Zip Total AGI
1,842,063
Census Median Hh Income
148,505
Census High Income Households
2,344
Census Median Age
47.6
Census Pop 65 66 Total
244
Census Total Households
6,063
Fdic Zip Total Deposits
5,315,536,000
Fdic Zip Branch Count
129
Fdic Zip Top Banks
Rockland Trust Company
Eastern Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Census Bachelors Plus Count
4,505
Census Median Home Value
787,300
Census Unemployed Count
332
Census Zip
02332
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
33 RAILROAD AVENUESUITE 2DUXBURY, MA 02332
Business
33 RAILROAD AVENUESUITE 2DUXBURY, MA 02332
Edgar EIN
861693248
Edgar Recent Filings
13F-HR2026-04-14 · 0001951757-26-000590
13F-HR2026-01-13 · 0001951757-26-000056
Fdic Zip Branches Raw
Citizens Bank of MassachusettsDuxbury, MA
Plymouth Savings BankDuxbury, MA
Fdic Zip HHI
3297.44
Fdic Zip Top Bank Share Pct
51.76
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,327
Returns1,630
Stub 2
AGI29,228
Returns790
Stub 3
AGI40,689
Returns650
Soi Zip Total Business Income
61,955
Soi Zip Total Cap Gains
277,793
Soi Zip Total Dividends
60,864
Soi Zip Total Returns
7,410
Top Owner CRD
705495
Trust Company Affiliate
No

People (1)

1
MORRIS, JAMES, MARC
IAR · Direct Owner · 87.5%
705495