SourcingSourcing

EFG ASSET MANAGEMENT (NORTH AMERICA) CORP

B52
CRD 313103·SEC 801-120586·PORTLAND, OR
AUM
$808.9M
$500M-$1B
Est. Revenue
$8.1M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$19.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EFG ASSET MANAGEMENT (NORTH AMERICA) CORP
CRD
313103
SEC file #
801-120586
EIN
861920338
DBA names
—

Economics

AUM
$808.9M
AUM band
$500M-$1B
AUM trajectory
'22'26
$773.4M → $808.9M▲ +5%
Client mix
Pooled Investment Vehicles3
Other Investment Advisers1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
5 advisors → 4 advisors▼ -20%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/new-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EFG INTERNATIONAL AG
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
3
Control Persons
EFG INTERNATIONAL AG
CLULOW, MICHAEL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001911412
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-18
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
16
Edgar 13f Latest AUM Estimate
Filing Date2025-11-03
Accession0001172661-25-004528

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2727
Soi Zip Pct 200k Plus
0.1273
Soi Zip Returns 200k Plus
70
Soi Zip Total AGI
207,140
Fdic Zip Total Deposits
287,043,134,000
Fdic Zip Branch Count
532
Fdic Zip Top Banks
Bank of America, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
1211 SW FIFTH AVENUESUITE 2840PORTLAND, OR 97204
Business
1211 SW FIFTH AVENUESUITE 2840PORTLAND, OR 97204
Edgar EIN
861920338
Edgar Recent Filings
13F-NT2026-05-15 · 0001172661-26-002237
13F-NT2026-02-17 · 0001172661-26-001211
Fdic Zip Branches Raw
Bank of America OregonPortland, OR
Bank of America OregonPortland, OR
Fdic Zip HHI
2758.4
Fdic Zip Top Bank Share Pct
41.03
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,926
Returns170
Stub 2
AGI4,678
Returns120
Stub 3
AGI4,115
Returns70
Soi Zip Total Business Income
4,788
Soi Zip Total Cap Gains
63,917
Soi Zip Total Dividends
19,483
Soi Zip Total Returns
550
Trust Company Affiliate
No

People (2)

2
CLULOW, MICHAEL, DAVID
Executive Officer · 2.5%
2799662
KLEINSCHMIDT, ERIC, JOSEPH
Executive Officer · 2.5%
2710290