SourcingSourcing

ALLIANCE WEALTH MANAGEMENT PARTNERS LLC

C36
CRD 313195·SEC 801-121597·KNOXVILLE, TN
AUM
$272.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$817K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC
CRD
313195
SEC file #
801-121597
EIN
—
DBA names
—

Economics

AUM
$272.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$116.7M → $272.4M▲ +133%
Client mix
Individuals Other594
Individuals High Net Worth112
Pension Profit Sharing Plans58

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
6 advisors → 5 advisors▼ -17%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
secwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLARK, PATRICK, NEAL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
CLARK, PATRICK, NEAL
LAWSON, MICHAEL, COY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SECWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2017-09-15T00:40:31Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3592
Soi Zip Pct 200k Plus
0.1859
Soi Zip Returns 200k Plus
2,680
Soi Zip Total AGI
2,877,016
Fdic Zip Total Deposits
61,654,396,000
Fdic Zip Branch Count
702
Fdic Zip Top Banks
Pinnacle Bank
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Third National Bank of East TennesseeKnoxville, TN
Third National Bank of East TennesseeKnoxville, TN
Fdic Zip HHI
1116.18
Fdic Zip Top Bank Share Pct
24.05
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-15T00:40:31Z
Rdap Domain Last Changed
2025-09-15T12:03:02Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,795
Returns3,370
Stub 2
AGI109,215
Returns2,960
Stub 3
AGI107,962
Returns1,770
Soi Zip Total Business Income
123,226
Soi Zip Total Cap Gains
358,689
Soi Zip Total Dividends
112,395
Soi Zip Total Returns
14,420
Top Owner CRD
4174889
Trust Company Affiliate
No

People (5)

5
LAWSON, MICHAEL, COY
IAR · Direct Owner · 37.5%
5390966
CLARK, PATRICK, NEAL
IAR · Direct Owner · 37.5%
4174889
BISHOP, MICHAEL, BRYANT
IAR · Direct Owner · 17.5%
4588110
BISHOP, LORI, HATCHER
IAR · Direct Owner · 17.5%
1384376
Kristyn Danielle Bullard
IAR
6655474