SourcingSourcing

VELOCIS MANAGEMENT, LLC

C30
CRD 313345·SEC 801-128466·DALLAS, TX
AUM
$346.4M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VELOCIS MANAGEMENT, LLC
CRD
313345
SEC file #
801-128466
EIN
993712705
DBA names
—

Economics

AUM
$346.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$273.0M → $346.4M▲ +27%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
20
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'25'26
18 advisors → 20 advisors▲ +11%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
linkedin.com/company/velocis(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAMM, WILLIAM, FREDERICK
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
HAMM, WILLIAM, FREDERICK
LEWIS, MICHAEL, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:velocis.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002048717
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-12-26
Edgar Last Filing Date
2024-12-26
Edgar Form D Count
1
Edgar Form D Offerings
2024-12-262024-12-26 · 0002048717-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan10
E*trade4
Edgar Addresses
Mailing
300 CRESCENT COURTSUITE 850DALLAS, TX 75201
Business
300 CRESCENT COURTSUITE 850DALLAS, TX 75201
Edgar EIN
993712705
Edgar Recent Filings
D2024-12-26 · 0002048717-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
7345207
Trust Company Affiliate
No

People (6)

6
HAMM, WILLIAM, FREDERICK
Direct Owner · 17.5%
7345207
LEWIS, MICHAEL, SCOTT
Direct Owner · 17.5%
7345216
SEIFERT, DAVID, ELLIOT
Direct Owner · 17.5%
7345213
SMITH, PAUL, RAFFERTY
Direct Owner · 17.5%
7345220
YODER, JAMES, EDWIN
Direct Owner · 17.5%
7345217
GRESHAM, MICHAEL, HOUSEMAN
Executive Officer · 2.5%
8237743