SourcingSourcing

METEORA CAPITAL, LLC

C25
CRD 313378·SEC 801-122592·BOCA RATON, FL
AUM
$1.54B
$1B+
Est. Revenue
$15.4M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$36.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
METEORA CAPITAL, LLC
CRD
313378
SEC file #
801-122592
EIN
000000000
DBA names
—

Economics

AUM
$1.54B
AUM band
$1B+
AUM trajectory
'22'26
$370.6M → $1.54B▲ +314%
Client mix
Pooled Investment Vehicles11
Other Investment Advisers3
Other1

Operations

Employees (total)
16
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'22'26
5 advisors → 7 advisors▲ +40%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
meteoracapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MITTAL, VIKAS, K
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MITTAL, VIKAS, K
LEVY, JOSEPH, NEAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
METEORACAPITAL.COM
Rdap Domain Creation Date
2017-05-24T01:14:07Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Sav.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001905106
Edgar Registered
Yes
Edgar Filing Count
468
Edgar First Filing Date
2022-03-24
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001905106-26-000114

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan15
Goldman Sachs4
E*trade4
Edgar Addresses
Mailing
1200 N FEDERAL HWYSTE 200BOCA RATON, FL 33432
Business
1200 N FEDERAL HWYSTE 200BOCA RATON, FL 33432
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001905106-26-000114
SCHEDULE 13G/A2026-05-15 · 0001905106-26-000110
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-24T01:14:07Z
Rdap Domain Last Changed
2026-04-29T06:18:31Z
Rdap Nameservers
Augustus.ns.cloudflare.comLaura.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4562909
Trust Company Affiliate
No

People (2)

2
MITTAL, VIKAS, K
Direct Owner · 87.5%
4562909
LEVY, JOSEPH, NEAL
Executive Officer · 2.5%
5754191