SourcingSourcing

EAGLE ROCK INVESTMENT COMPANY, LLC

C32
CRD 313832·SEC 801-121347·ATLANTA, GA
AUM
$786.7M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EAGLE ROCK INVESTMENT COMPANY, LLC
CRD
313832
SEC file #
801-121347
EIN
863826859
DBA names
—

Economics

AUM
$786.7M
AUM band
$500M-$1B
AUM trajectory
'22'26
$187.0M → $786.7M▲ +321%
Client mix
Individuals High Net Worth63
Individuals Other14
Charitable Organizations6

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
eaglerockinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JACKSON SUMMIT HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
JACKSON SUMMIT HOLDINGS, LLC
BLUE OCEAN BUSINESS VENTURES, INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EAGLEROCKINVEST.COM
Rdap Domain Creation Date
2020-08-16T11:57:53Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001911407
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-17
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0001951757-26-000549

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
1201 PEACHTREE STREET NESUITE 200ATLANTA, GA 30361
Business
1201 PEACHTREE STREET NESUITE 200ATLANTA, GA 30361
Edgar EIN
863826859
Edgar Recent Filings
13F-HR2026-04-09 · 0001951757-26-000549
13F-HR2026-01-14 · 0001951757-26-000080
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-16T11:57:53Z
Rdap Domain Last Changed
2025-08-17T17:16:57Z
Rdap Nameservers
Amir.ns.cloudflare.comElinore.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
FAIRMAN, TAYLOR, MICHAEL
IAR · Executive Officer · 2.5%
4833167
CAMERON ANDREW CLEMENT
IAR
5762360
GERALD P MCGILL
IAR
2430457