SourcingSourcing

EMPOWER FINANCIAL ADVISORY, LLC

C35
CRD 313968·SEC 801-121271·GLASTONBURY, CT
AUM
$635.8M
$500M-$1B
Est. Revenue
$6.4M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMPOWER FINANCIAL ADVISORY, LLC
CRD
313968
SEC file #
801-121271
EIN
—
DBA names
—

Economics

AUM
$635.8M
AUM band
$500M-$1B
AUM trajectory
'22'26
$392.0M → $635.8M▲ +62%
Client mix
Individuals High Net Worth200
Individuals Other90
Pension Profit Sharing Plans5

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
GLASTONBURY CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
empowerfa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMS, RONALD, ELWOOD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WILLIAMS, RONALD, ELWOOD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EMPOWERFA.COM
Rdap Domain Creation Date
2017-06-19T15:02:00Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-19T15:02:00Z
Rdap Domain Last Changed
2026-05-21T06:32:04Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1987830
Trust Company Affiliate
No

People (4)

4
WILLIAMS, RONALD, ELWOOD
IAR · Direct Owner · 87.5%
1987830
Nicholas James Gerlach
IAR
7226974
Ronald Frederick Williams
IAR
6978336
LORI KATHRYN OBLINGER
IAR
2581746