W. H. REAVES &amp; CO., INC.

CRD

3140

SEC file #

801-13457

EIN

222169066

DBA names

Reaves Asset Management

Economics

AUM

$5.94B

AUM band

$1B+

AUM trajectory

'20 · $2.81B

'21 · $3.30B

'22 · $3.54B

'23 · $3.54B

'25 · $4.09B

'26 · $5.94B

'20'26

$2.81B → $5.94B▲ +111%

sec adv history

Client mix

Individuals Other	263
Charitable Organizations	7
Corporations	7
Individuals High Net Worth	3
Investment Companies	3

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 5 advisors

'22 · 8 advisors

'23 · 8 advisors

'25 · 8 advisors

'26 · 7 advisors

'20'26

6 advisors → 7 advisors▲ +17%

sec adv history

Primary office

JERSEY CITY NJ

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses

Fee basis

% of AUMOther Compensation

Filings

Latest ADV filing

02/10/2026

reavesassetmanagement.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PASS, DAVID, MARC

Top Owner Pct

17.5

Top Owner Entity Kind

Owner Count

Control Persons

PASS, DAVID, MARC

PORTER, TIMOTHY, OTTAVIANO

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

REAVESASSETMANAGEMENT.COM

Rdap Domain Creation Date

2007-06-22T15:49:52Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0000740913

Edgar Registered

Yes

Edgar Filing Count

118

Edgar First Filing Date

1999-05-11

Edgar Last Filing Date

2026-05-07

Edgar 13f Count

111

Edgar 13f Latest AUM Estimate

Filing Date2026-05-07

Accession0000740913-26-000006

Edgar Form D Count

Edgar Form D Offerings

2010-05-112010-05-11 · 0001144204-10-026133

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
Lpl Financial	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

REAVES W H & CO INC10 EXCHANGE PLACEJERSEY CITY, NJ 07302

Business

10 EXCHANGE PLACEJERSEY CITY, NJ 07302

Edgar EIN

222169066

Edgar Recent Filings

13F-HR2026-05-07 · 0000740913-26-000006

13F-HR2026-02-10 · 0000740913-26-000003

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-06-22T15:49:52Z

Rdap Domain Last Changed

2022-01-10T13:31:38Z

Rdap Nameservers

Ns53.worldnic.comNs54.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

1041996

Trust Company Affiliate