SourcingSourcing

GOLDEN ROAD ADVISORS LLC

C32
CRD 314077·SEC 801-121158·TAMPA, FL
AUM
$237.7M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$713K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GOLDEN ROAD ADVISORS LLC
CRD
314077
SEC file #
801-121158
EIN
861406992
DBA names
—

Economics

AUM
$237.7M
AUM band
$100M-$500M
AUM trajectory
'22'26
$133.2M → $237.7M▲ +78%
Client mix
Individuals Other171
Individuals High Net Worth77

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
goldenroadadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CALDWELL, KEVIN, ANGERS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CALDWELL, KEVIN, ANGERS
KIKOLER, JEFFREY, STUART
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOLDENROADADVISORS.COM
Rdap Domain Creation Date
2017-12-21T14:36:05Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002014454
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-03-14
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001951757-26-000755

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
615 W. DE LEON STTAMPA, FL 33606
Business
615 W. DE LEON STTAMPA, FL 33606
Edgar EIN
861406992
Edgar Recent Filings
13F-HR2026-04-29 · 0001951757-26-000755
13F-HR2026-02-02 · 0001951757-26-000333
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-21T14:36:05Z
Rdap Domain Last Changed
2022-10-08T02:40:46Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5166752
Trust Company Affiliate
No

People (3)

3
CALDWELL, KEVIN, ANGERS
IAR · Direct Owner · 62.5%
5166752
KIKOLER, JEFFREY, STUART
IAR · Direct Owner · 62.5%
2847168
Brady Mason Wright
IAR
7810015