SourcingSourcing

GREAT RIVER FINANCIAL LLC

C23
CRD 314172·SEC 801-121581·PLYMOUTH, MN
AUM
$201.9M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$606K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREAT RIVER FINANCIAL LLC
CRD
314172
SEC file #
801-121581
EIN
—
DBA names
Great River Financial

Economics

AUM
$201.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$114.5M → $201.9M▲ +76%
Client mix
Individuals Other80
Individuals High Net Worth56

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
PLYMOUTH MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
—
Website
youtube.com/@greatriverfinancial

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Wolberg, Joshua, Lin
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Wolberg, Joshua, Lin
HOLLMAN, KINGSTON, MARLAND
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5004871
Trust Company Affiliate
No

People (2)

2
Wolberg, Joshua, Lin
IAR · Direct Owner · 87.5%
5004871
KINGSTON MARLAND HOLLMAN
Executive Officer · 2.5%
5563826