SourcingSourcing

RK CAPITAL MANAGEMENT, LLC

C35
CRD 314175·SEC 801-130268·WESTON, FL
AUM
$1.72B
$1B+
Est. Revenue
$17.2M
@ 1% on AUM
Est. EBITDA
$5.2M
@ 30% margin
Est. Deal Value
$41.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RK CAPITAL MANAGEMENT, LLC
CRD
314175
SEC file #
801-130268
EIN
201723955
DBA names
—

Economics

AUM
$1.72B
AUM band
$1B+
AUM trajectory
'25'26
$4.71B → $1.72B▼ -64%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
9 advisors → 9 advisors▬ 0%
Primary office
WESTON FL
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
rkcapl.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Abisch, Jordan, Robert
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Abisch, Jordan, Robert
Ferrari, John
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RKCAPL.COM
Rdap Domain Creation Date
2016-03-15T01:22:35Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
PDR Ltd. d/b/a PublicDomainRegistry.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001310420
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2004-12-01
Edgar Last Filing Date
2023-09-15
Edgar Form D Count
16
Edgar Form D Offerings
2023-09-152023-09-15 · 0000919574-23-005249
2022-09-162022-09-16 · 0000919574-22-005575
Edgar Former Names
TESSERA FUND LP

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers9
E*trade4
Northern Trust2
Edgar Addresses
Mailing
3033 EAST FIRST AVENUESUITE 401DENVER, CO 80206
Business
3033 EAST FIRST AVENUESUITE 401DENVER, CO 80206
Edgar EIN
201723955
Edgar Recent Filings
D/A2023-09-15 · 0000919574-23-005249
D/A2022-09-16 · 0000919574-22-005575
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-15T01:22:35Z
Rdap Domain Last Changed
2026-02-23T10:43:13Z
Rdap Nameservers
Ns1.worldnic.comNs2.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
7359984
Trust Company Affiliate
Yes

People (2)

2
Abisch, Jordan, Robert
Direct Owner · 87.5%
7359984
John Ferrari
Executive Officer · 2.5%
7478073