SourcingSourcing

XPONANCE ALTS SOLUTIONS, LLC

C38
CRD 314283·SEC 801-122221·PHILADELPHIA, PA
AUM
$92.3M
$25M-$100M
Est. Revenue
$923K
@ 1% on AUM
Est. EBITDA
$277K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
XPONANCE ALTS SOLUTIONS, LLC
CRD
314283
SEC file #
801-122221
EIN
—
DBA names
Xalts

Economics

AUM
$92.3M
AUM band
$25M-$100M
AUM trajectory
'22'26
$79.4M → $92.3M▲ +16%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
1 advisors → 3 advisors▲ +200%
Primary office
PHILADELPHIA PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
xponancealts.com/registration-request

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
XPONANCE LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
XPONANCE LLC
BYLES WILLIAMS, TINA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
XPONANCEALTS.COM
Rdap Domain Creation Date
2021-02-03T13:20:11Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-03T13:20:11Z
Rdap Domain Last Changed
2025-12-05T07:44:33Z
Rdap Nameservers
Ns91.worldnic.comNs92.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
111126
Trust Company Affiliate
No

People (7)

7
XPONANCE LLC
Direct Owner · 62.5%
111126
BYLES WILLIAMS, TINA
Direct Owner · 17.5%
2708300
MARQUETTE CHESTER
Direct Owner · 17.5%
1233792
FORBES, MILDRED, O.
Executive Officer · 2.5%
4519791
LOGUE, EUGENIE, GUTHRIE
Executive Officer · 2.5%
2234617
WILLIAMS, MCCULLOUGH, ALPHONSO
Executive Officer · 2.5%
2692206
MICHAEL ORR
Executive Officer · 2.5%
2422464