SourcingSourcing

CROMWELL INVESTMENT ADVISORS, LLC

C44
CRD 314411·SEC 801-122554·BALTIMORE, MD
AUM
$368.9M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CROMWELL INVESTMENT ADVISORS, LLC
CRD
314411
SEC file #
801-122554
EIN
—
DBA names
Cromwell Funds

Economics

AUM
$368.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$213.6M → $368.9M▲ +73%
Client mix
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
5 advisors → 2 advisors▼ -60%
Primary office
BALTIMORE MD
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
thecromwellfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NELSON, BRIAN, CARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
NELSON, BRIAN, CARL
BAIRD, STEPHEN, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THECROMWELLFUNDS.COM
Rdap Domain Creation Date
2021-08-17T20:53:11Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon7
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-17T20:53:11Z
Rdap Domain Last Changed
2025-08-18T10:30:45Z
Rdap Nameservers
Ns1.mediatemple.netNs2.mediatemple.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1609723
Trust Company Affiliate
No

People (5)

5
Nelson, Brian, Carl
Direct Owner · 87.5%
1609723
Baird, Stephen, Edward
Direct Owner · 7.5%
5170645
CHRISTIAN MATTHEW KANSLER
Direct Owner · 7.5%
5227096
MEGAN TURNER VICHICH
Direct Owner · 7.5%
2673607
DARCY NICOLE LIMANNI
Executive Officer · 2.5%
4919330