SourcingSourcing

FINANCIAL DESIGNS WEALTH MANAGEMENT LLC

C46
CRD 314520·SEC 801-128134·MIAMI, FL
AUM
$261.2M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$784K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL DESIGNS WEALTH MANAGEMENT LLC
CRD
314520
SEC file #
801-128134
EIN
—
DBA names
Financial Designs Wealth Management

Economics

AUM
$261.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$194.8M → $261.2M▲ +34%
Client mix
Individuals High Net Worth77
Pension Profit Sharing Plans62
Individuals Other38
Corporations4

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/fd-wealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JORGE A VALDES REVOCABLE TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
JORGE A VALDES REVOCABLE TRUST
FINANCIAL DESIGNS PRIVATE WEALTH,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:designs.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
39,418
Form 5500 Compensation Trajectory 3y
202539,418
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
39,418
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0644
Soi Zip Pct 200k Plus
0.0121
Soi Zip Returns 200k Plus
320
Soi Zip Total AGI
1,270,295
Fdic Zip Total Deposits
97,485,865,000
Fdic Zip Branch Count
322
Fdic Zip Top Banks
Ocean Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Intercontinental BankMiami, FL
Florida International BankMiami, FL
Fdic Zip HHI
6039.62
Fdic Zip Top Bank Share Pct
77.37
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI146,565
Returns11,460
Stub 2
AGI291,636
Returns8,120
Stub 3
AGI212,853
Returns3,510
Soi Zip Total Business Income
69,111
Soi Zip Total Cap Gains
54,902
Soi Zip Total Dividends
18,881
Soi Zip Total Returns
26,400
Trust Company Affiliate
No

People (3)

3
VALDES, JENNIFER, ASHLEY
IAR · Executive Officer · 2.5%
7218723
Jorge Alberto Valdes
IAR
7223563
Jorge Alberto Valdes
IAR
2403666