SourcingSourcing

OMNI FINANCIAL LLC

B59
CRD 314670·SEC 801-131556·MADISON, WI
AUM
$116.9M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$351K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OMNI FINANCIAL LLC
CRD
314670
SEC file #
801-131556
EIN
412069042
DBA names
—

Economics

AUM
$116.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$105.0M → $116.9M▲ +11%
Client mix
Individuals Other411
Individuals High Net Worth115

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
MADISON WI
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
01/09/2026
ADV-W filed at
—
Website
facebook.com/omnifinancialfreedom(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOELTNER, ANDREW, DANIEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
VOELTNER, ANDREW, DANIEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:omni.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001653274
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2015-09-18
Edgar Last Filing Date
2015-09-18
Edgar Form D Count
1
Edgar Form D Offerings
2015-09-182015-09-18 · 0001653274-15-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3737
Soi Zip Pct 200k Plus
0.1362
Soi Zip Returns 200k Plus
3,580
Soi Zip Total AGI
3,167,253
Fdic Zip Total Deposits
14,741,732,000
Fdic Zip Branch Count
326
Fdic Zip Top Banks
Oak Bank
Associated Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Lpl Financial6
E*trade4
Edgar Addresses
Mailing
1260 41ST AVENUESTE OCAPITOLA, CA 95010
Business
1260 41ST AVENUESTE OCAPITOLA, CA 95010
Edgar EIN
412069042
Edgar Recent Filings
D2015-09-18 · 0001653274-15-000001
Fdic Zip Branches Raw
Valley BankMadison, WI
Valley BankMadison, WI
Fdic Zip HHI
1191.36
Fdic Zip Top Bank Share Pct
25.53
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI57,072
Returns4,730
Stub 2
AGI184,267
Returns4,890
Stub 3
AGI249,593
Returns4,040
Soi Zip Total Business Income
78,175
Soi Zip Total Cap Gains
148,172
Soi Zip Total Dividends
97,241
Soi Zip Total Returns
26,280
Top Owner CRD
5946019
Trust Company Affiliate
No

People (1)

1
VOELTNER, ANDREW, DANIEL
IAR · Direct Owner · 87.5%
5946019