SourcingSourcing

AXECAP INVESTMENTS, LLC

C43
CRD 314674·SEC 801-126521·MASON, OH
AUM
$186.6M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$560K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AXECAP INVESTMENTS, LLC
CRD
314674
SEC file #
801-126521
EIN
862583778
DBA names
365 Wealth Management Group

Economics

AUM
$186.6M
AUM band
$100M-$500M
AUM trajectory
'23'26
$125.8M → $186.6M▲ +48%
Client mix
Individuals Other488
Individuals High Net Worth70
Pension Profit Sharing Plans2

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
5 advisors → 3 advisors▼ -40%
Primary office
MASON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
365wmg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAASE, WILLIAM, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HAASE, WILLIAM, MICHAEL
Petraitis, Brian, Joseph
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
365WMG.COM
Rdap Domain Creation Date
2018-12-03T12:42:03Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
42,838
Form 5500 Compensation Trajectory 3y
202542,838
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
42,838
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002030036
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2024-10-22
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0002030036-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab10
E*trade4
Edgar Addresses
Mailing
5770 GATEWAY BLVDSUITE 102MASON, OH 45040
Business
5770 GATEWAY BLVDSUITE 102MASON, OH 45040
Edgar EIN
862583778
Edgar Recent Filings
13F-HR2026-04-20 · 0002030036-26-000002
13F-HR2026-01-29 · 0002030036-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-03T12:42:03Z
Rdap Domain Last Changed
2025-11-28T14:32:28Z
Rdap Nameservers
Emma.ns.cloudflare.comIan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5601899
Trust Company Affiliate
No

People (3)

3
WILLIAM MICHAEL HAASE
Direct Owner · 87.5%
5601899
Brian Joseph Petraitis
Executive Officer · 2.5%
7255407
Wolfgram, Thomas, James
Executive Officer · 2.5%
8062939