SourcingSourcing

INDEXPERTS, LLC

C46
CRD 314858·SEC 801-121667·CHARLOTTE, NC
AUM
$100.9M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$303K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INDEXPERTS, LLC
CRD
314858
SEC file #
801-121667
EIN
—
DBA names
—

Economics

AUM
$100.9M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Investment Companies3

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
indexperts.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LINDEN THOMAS FINANCIAL GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LINDEN THOMAS FINANCIAL GROUP, LLC
SMITH, DAVID, LEON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INDEXPERTS.COM
Rdap Domain Creation Date
2011-09-15T18:18:51Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-15T18:18:51Z
Rdap Domain Last Changed
2025-09-16T14:30:39Z
Rdap Nameservers
Paul.ns.cloudflare.comRuth.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
THOMAS, STEPHEN, LINDEN
IAR · Executive Officer · 2.5%
1789031
DAVID LEON SMITH
Executive Officer · 2.5%
2246779
BRANDON CHARLES MCPHERSON
IAR
7193666
ALEXANDER JOHN HILL
IAR
5961588