SourcingSourcing

GLASSY MOUNTAIN ADVISORS, INC.

C43
CRD 314937·SEC 801-121469·BETHESDA, MD
AUM
$369.8M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GLASSY MOUNTAIN ADVISORS, INC.
CRD
314937
SEC file #
801-121469
EIN
863603200
DBA names
—

Economics

AUM
$369.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$216.3M → $369.8M▲ +71%
Client mix
Individuals High Net Worth84
Individuals Other43

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
3 advisors → 6 advisors▲ +100%
Primary office
BETHESDA MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
glassymountainadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMYTH, ROSS, JORDAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SMYTH, ROSS, JORDAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GLASSYMOUNTAINADVISORS.COM
Rdap Domain Creation Date
2021-05-11T14:47:15Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
68,790
Form 5500 Compensation Trajectory 3y
202568,790
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
68,790
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001914617
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2022-03-09
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
17
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001398344-26-008784

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
7200 WISCONSIN AVENUE, SUITE 500BETHESDA, MD 20814
Business
7200 WISCONSIN AVENUE, SUITE 500BETHESDA, MD 20814
Edgar EIN
863603200
Edgar Recent Filings
13F-HR2026-05-08 · 0001398344-26-008784
13F-HR2026-02-10 · 0001398344-26-002635
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-11T14:47:15Z
Rdap Domain Last Changed
2025-05-12T14:35:02Z
Rdap Nameservers
Ns49.domaincontrol.comNs50.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1881818
Trust Company Affiliate
No

People (6)

6
SMYTH, ROSS, JORDAN
IAR · Direct Owner · 87.5%
1881818
Brian Hawthorne-Codato
IAR
7423133
MICHAEL MCINTYRE
IAR
6740607
William K McCaffrey
IAR
7437599
Margaret Hamilton Horsley
IAR
7288968
JAMIE LYNN BIGSBY
IAR
3276052