SourcingSourcing

KELSEY FINANCIAL, LLC

C43
CRD 314950·SEC 801-129004·MOORPARK, CA
AUM
$176.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$529K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KELSEY FINANCIAL, LLC
CRD
314950
SEC file #
801-129004
EIN
811042263
DBA names
—

Economics

AUM
$176.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$149.8M → $176.2M▲ +18%
Client mix
Individuals Other224
Individuals High Net Worth45
Other5
Other Investment Advisers1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
7 advisors → 6 advisors▼ -14%
Primary office
MOORPARK CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
kelseyfinancial.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOPPEL, STEVEN, EVERETT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HOPPEL, STEVEN, EVERETT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KELSEYFINANCIAL.NET
Rdap Domain Creation Date
2015-06-09T18:38:26Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002022609
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-23
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0002022609-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.381
Soi Zip Pct 200k Plus
0.1576
Soi Zip Returns 200k Plus
2,780
Soi Zip Total AGI
2,081,614
Fdic Zip Total Deposits
10,752,161,000
Fdic Zip Branch Count
143
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab4
E*trade4
Edgar Addresses
Mailing
485 E HIGH STMOORPARK, CA 93021
Business
485 E HIGH STMOORPARK, CA 93021
Edgar EIN
811042263
Edgar Recent Filings
13F-HR2026-05-06 · 0002022609-26-000002
13F-HR2026-01-23 · 0002022609-26-000001
Fdic Zip Branches Raw
Simi Valley BankMoorpark, CA
Bank of A. LevyMoorpark, CA
Fdic Zip HHI
2055.49
Fdic Zip Top Bank Share Pct
34.89
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-09T18:38:26Z
Rdap Domain Last Changed
2026-01-31T20:46:29Z
Rdap Nameservers
Dns1.p05.nsone.netDns2.p05.nsone.netDns3.p05.nsone.netDns4.p05.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,968
Returns3,830
Stub 2
AGI119,523
Returns3,220
Stub 3
AGI138,785
Returns2,240
Soi Zip Total Business Income
61,849
Soi Zip Total Cap Gains
74,710
Soi Zip Total Dividends
34,018
Soi Zip Total Returns
17,640
Top Owner CRD
4845148
Trust Company Affiliate
No

People (7)

7
HOPPEL, STEVEN, EVERETT
IAR · Direct Owner · 87.5%
4845148
KIEL SPENCER HOLMES
IAR
6245170
ANNETTE GALLO
IAR
6312251
Stephen Michael Egnatchik
IAR
7852978
Chandler Grant Tso
IAR
7490166
Jonathan Michael Fersht
IAR
5799239
Ilan Meir Fersht
IAR
1174011