SourcingSourcing

BROADLIGHT CAPITAL MANAGEMENT, LLC

C21
CRD 315015·SEC 801-121675·GREENWICH, CT
AUM
$287.5M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$863K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROADLIGHT CAPITAL MANAGEMENT, LLC
CRD
315015
SEC file #
801-121675
EIN
—
DBA names
—

Economics

AUM
$287.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$117.0M → $287.5M▲ +146%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
3 advisors → 4 advisors▲ +33%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
broadlightcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DORFMAN, DAVID, AUSTIN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DORFMAN, DAVID, AUSTIN
YORN, KEVIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BROADLIGHTCAPITAL.COM
Rdap Domain Creation Date
2020-11-13T06:03:21Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan8
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-13T06:03:21Z
Rdap Domain Last Changed
2024-11-12T00:31:30Z
Rdap Nameservers
Ns87.worldnic.comNs88.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3262959
Trust Company Affiliate
No

People (4)

4
DAVID AUSTIN DORFMAN
Direct Owner · 37.5%
3262959
YORN, KEVIN
Direct Owner · 37.5%
7382094
YORN, RICHARD, MARC
Direct Owner · 37.5%
2118837
MORROW, BRENDAN, JOSEPH
Executive Officer · 2.5%
5278914