SourcingSourcing

4D ADVISORS, LLC

C38
CRD 315045·SEC 801-132245·REDONDO BEACH, CA
AUM
$315.6M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$947K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
4D ADVISORS, LLC
CRD
315045
SEC file #
801-132245
EIN
863847941
DBA names
—

Economics

AUM
$315.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$262.2M → $315.6M▲ +20%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
REDONDO BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
4dadvisorsllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAEBER, KURT, F
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRAEBER, KURT, F
WILLIAMS, KEITH, BERNARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
4DADVISORSLLC.COM
Rdap Domain Creation Date
2021-03-08T20:13:23Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001876400
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2021-08-04
Edgar Last Filing Date
2026-04-08
Edgar Form D Count
7
Edgar Form D Offerings
2026-04-082026-04-08 · 0001876400-26-000001
2025-04-082025-04-08 · 0001876400-25-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4965
Soi Zip Pct 200k Plus
0.244
Soi Zip Returns 200k Plus
4,580
Soi Zip Total AGI
3,425,095
Fdic Zip Total Deposits
33,148,552,000
Fdic Zip Branch Count
298
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs4
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
1801 SOUTH CATALINA AVENUE, #306REDONDO BEACH, CA 90277
Business
1801 SOUTH CATALINA AVENUE, #306REDONDO BEACH, CA 90277
Edgar EIN
863847941
Edgar Recent Filings
D/A2026-04-08 · 0001876400-26-000001
D/A2025-04-08 · 0001876400-25-000002
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaRedondo Beach, CA
Home Savings of America, FSBRedondo Beach, CA
Fdic Zip HHI
1658.39
Fdic Zip Top Bank Share Pct
27.47
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-08T20:13:23Z
Rdap Domain Last Changed
2026-02-06T04:12:07Z
Rdap Nameservers
Jewel.ns.cloudflare.comJoel.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,006
Returns3,200
Stub 2
AGI83,344
Returns2,250
Stub 3
AGI126,234
Returns2,030
Soi Zip Total Business Income
123,308
Soi Zip Total Cap Gains
308,785
Soi Zip Total Dividends
98,153
Soi Zip Total Returns
18,770
Top Owner CRD
5565287
Trust Company Affiliate
No

People (2)

2
KURT F GRAEBER
Direct Owner · 87.5%
5565287
Williams, Keith
Executive Officer · 2.5%
7625934