SourcingSourcing

PONDERA HOLDINGS LLC

C41
CRD 315097·SEC 801-130829·CHICAGO, IL
AUM
$563.8M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PONDERA HOLDINGS LLC
CRD
315097
SEC file #
801-130829
EIN
000000000
DBA names
—

Economics

AUM
$563.8M
AUM band
$500M-$1B
AUM trajectory
'25'26
$585.0M → $563.8M▼ -4%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Performance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ponderaholdings.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CMT INVESTMENTS LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
CMT INVESTMENTS LLC
JDJ CAPITAL ADVISORS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PONDERAHOLDINGS.COM
Rdap Domain Creation Date
2016-03-14T18:58:50Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001865736
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2021-06-03
Edgar Last Filing Date
2022-01-05
Edgar Form D Count
2
Edgar Form D Offerings
2022-01-052022-01-05 · 0001865736-22-000002
2021-06-032021-06-03 · 0001865736-21-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust16
E*trade4
Edgar Addresses
Mailing
156 NORTH JEFFERSON STREETSUITE 102CHICAGO, IL 60661
Business
156 NORTH JEFFERSON STREETSUITE 102CHICAGO, IL 60661
Edgar EIN
000000000
Edgar Recent Filings
D2022-01-05 · 0001865736-22-000002
D2021-06-03 · 0001865736-21-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-14T18:58:50Z
Rdap Domain Last Changed
2024-03-04T19:24:48Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (5)

5
Barkett, Seth, Gustav
Executive Officer · 2.5%
7381655
SCOTT ALLAN CASTO
Executive Officer · 2.5%
1545008
Johnson, Joseph, Dylan
Executive Officer · 2.5%
7381643
JAN-DIRK LUEDERS
Executive Officer · 2.5%
5155821
PELTZ, PATRICK, BRIAN
Executive Officer · 2.5%
8065233