SourcingSourcing

WEALTH EFFECTS LLC

C45
CRD 315244·SEC 801-121699·BOSTON, MA
AUM
$472.0M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH EFFECTS LLC
CRD
315244
SEC file #
801-121699
EIN
871225689
DBA names
Wealth Effects

Economics

AUM
$472.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$300.0M → $472.0M▲ +57%
Client mix
Individuals Other496
Individuals High Net Worth100
Charitable Organizations6

Operations

Employees (total)
17
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'22'26
3 advisors → 9 advisors▲ +200%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
w-effects.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LIBERTI, WILLIAM, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LIBERTI, WILLIAM, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
W-EFFECTS.COM
Rdap Domain Creation Date
2021-05-29T19:06:05Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001907254
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-09
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001951757-26-000687

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
256 FRANKLIN STREETSUITE 1702BOSTON, MA 02110
Business
256 FRANKLIN STREETSUITE 1702BOSTON, MA 02110
Edgar EIN
871225689
Edgar Recent Filings
13F-HR2026-04-21 · 0001951757-26-000687
13F-HR2026-01-26 · 0001951757-26-000293
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-29T19:06:05Z
Rdap Domain Last Changed
2026-05-14T07:13:03Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1731862
Trust Company Affiliate
No

People (8)

8
LIBERTI, WILLIAM, ANTHONY
IAR · Direct Owner · 87.5%
1731862
Derek Chase Liberti
IAR
8069164
BERNARD KATZ
IAR
1086995
STANTON FOCHT WEISSENBORN
IAR
462541
JEFFREY STEPHEN MCHALE
IAR
2998580
BRIAN THOMAS BURKHART
IAR
2037581
Charles K Pouliot
IAR
5430319
WARNER WHITMAN WAYNE
IAR
2751786