HORIZON FAMILY WEALTH, INC.

C41
CRD 315484·SEC 801-122217·CHICAGO, IL
AUM
$278.8M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$836K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HORIZON FAMILY WEALTH, INC.
CRD
315484
SEC file #
801-122217
EIN
871033273
DBA names

Economics

AUM
$278.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$113.3M → $278.8M▲ +146%
Client mix
Individuals High Net Worth64
Individuals Other29
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
3 advisors → 1 advisors▼ -67%
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHEA, JOSEPH, BLANE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SHEA, JOSEPH, BLANE
ABBADESSA, SHARESE, NICOLE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HORIZONFAMILYWEALTH.COM
Rdap Domain Creation Date
2021-05-20T16:39:28Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001910660
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2022-02-11
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
19
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001910660-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
250 S WACKER DR.SUITE 220CHICAGO, IL 60606
Business
250 S WACKER DR.SUITE 220CHICAGO, IL 60606
Edgar EIN
871033273
Edgar Recent Filings
13F-HR2026-05-08 · 0001910660-26-000002
13F-HR2026-02-09 · 0001910660-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-20T16:39:28Z
Rdap Domain Last Changed
2026-05-10T13:18:46Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2726131
Trust Company Affiliate
No