SourcingSourcing

SORTIS FUND MANAGER, LLC

C47
CRD 315584·SEC 801-123077·PORTLAND, OR
AUM
$202.0M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$606K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SORTIS FUND MANAGER, LLC
CRD
315584
SEC file #
801-123077
EIN
832476206
DBA names
—

Economics

AUM
$202.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$130.4M → $202.0M▲ +55%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
9
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
sortis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SORTIS OPERATIONS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SORTIS OPERATIONS, LLC
BRENNEKE, ANTHONY, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SORTIS.COM
Rdap Domain Creation Date
2006-06-18T18:18:54Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Name.com, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001761680
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-12-13
Edgar Last Filing Date
2021-11-30
Edgar Form D Count
4
Edgar Form D Offerings
2021-11-302021-11-30 · 0001761680-21-000001
2020-12-142020-12-14 · 0001761680-20-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2495
Soi Zip Pct 200k Plus
0.0893
Soi Zip Returns 200k Plus
1,450
Soi Zip Total AGI
1,403,324
Fdic Zip Total Deposits
18,787,567,000
Fdic Zip Branch Count
281
Fdic Zip Top Banks
U.S. Bank National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
9 SE 3RD AVENUE, SUITE 100PORTLAND, OR 97214
Business
9 SE 3RD AVENUE, SUITE 100PORTLAND, OR 97214
Edgar EIN
832476206
Edgar Recent Filings
D/A2021-11-30 · 0001761680-21-000001
D/A2020-12-14 · 0001761680-20-000002
Fdic Zip Branches Raw
Bank of America OregonPortland, OR
Bank of America OregonPortland, OR
Fdic Zip HHI
1457.41
Fdic Zip Top Bank Share Pct
28.08
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-18T18:18:54Z
Rdap Domain Last Changed
2025-06-16T15:52:02Z
Rdap Nameservers
Ns1fkl.name.comNs2jrt.name.comNs3dkz.name.comNs4ksy.name.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI44,392
Returns3,450
Stub 2
AGI153,254
Returns4,090
Stub 3
AGI182,585
Returns2,990
Soi Zip Total Business Income
68,497
Soi Zip Total Cap Gains
60,166
Soi Zip Total Dividends
34,672
Soi Zip Total Returns
16,230
Trust Company Affiliate
No

People (2)

2
BRENNEKE, ANTHONY, PAUL
Executive Officer · 2.5%
7981657
KUSTER, ROBSON, John
Executive Officer · 2.5%
6485115