SourcingSourcing

TRG INVESTMENT ADVISORS, LLC

B50
CRD 315629·SEC 801-122090·DENVER, CO
AUM
$167.1M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$501K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRG INVESTMENT ADVISORS, LLC
CRD
315629
SEC file #
801-122090
EIN
—
DBA names
—

Economics

AUM
$167.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$711.9M → $167.1M▼ -77%
Client mix
Individuals Other161
Individuals High Net Worth80

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
6 advisors → 6 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/in/ben-taggard-704176b9(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
IMA ADVISORS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
IMA ADVISORS, LLC
RUPPEL, VALERIE, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:trg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
13
Form 5500 Total Compensation
399,822
Form 5500 Compensation Trajectory 3y
2025310,513
202689,309
Form 5500 Plan Count Trajectory 3y
202511
20262
Schedule C Total Compensation
399,822
Schedule C Service Provider Rows
13

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Trust Company Affiliate
No

People (7)

7
TAGGARD, BENJAMIN, WALKER
IAR · Executive Officer · 2.5%
3107547
RUPPEL, VALERIE, LYNN
Executive Officer · 2.5%
4281035
Allisyn Lambert
IAR
6690564
Tracey Lynn John
IAR
7670074
STEVEN THOMAS BURNETT
IAR
4458946
CLINTON TYLER WOOD
IAR
5733324
Dennis Mark Gambino
IAR
6793488