SourcingSourcing

CAPITAL FOUR US INC.

C33
CRD 315650·SEC 801-122112·NEW YORK, NY
AUM
$2.64B
$1B+
Est. Revenue
$26.4M
@ 1% on AUM
Est. EBITDA
$7.9M
@ 30% margin
Est. Deal Value
$63.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL FOUR US INC.
CRD
315650
SEC file #
801-122112
EIN
—
DBA names
—

Economics

AUM
$2.64B
AUM band
$1B+
AUM trajectory
'22'26
$170.7M → $2.64B▲ +1445%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
6 advisors → 5 advisors▼ -17%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/capital-four-management/mycompany(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPITAL FOUR HOLDING A/S
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
3
Control Persons
CAPITAL FOUR HOLDING A/S
DOGRA, AMI, BHUPENDRA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank12
E*trade4
Bny Mellon2
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
DOGRA, AMI, BHUPENDRA
Executive Officer · 2.5%
4076604
LASNER, ROBERT, MAX
Executive Officer · 2.5%
7803766