SourcingSourcing

VANTAGE FINANCIAL PARTNERS, LLC

C21
CRD 315828·SEC 801-122083·ELM GROVE, WI
AUM
$1.02B
$1B+
Est. Revenue
$10.2M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$24.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VANTAGE FINANCIAL PARTNERS, LLC
CRD
315828
SEC file #
801-122083
EIN
872223621
DBA names
—

Economics

AUM
$1.02B
AUM band
$1B+
AUM trajectory
'22'26
$340.0M → $1.02B▲ +201%
Client mix
Individuals Other1,654
Individuals High Net Worth211
Pooled Investment Vehicles10
Charitable Organizations8
Corporations5

Operations

Employees (total)
26
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'22'26
5 advisors → 12 advisors▲ +140%
Primary office
ELM GROVE WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
vantagefinancialwi.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIEDERBAUMER, JESSE, ALLEN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
NIEDERBAUMER, JESSE, ALLEN
MEYER, ANDREW, ALLEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VANTAGEFINANCIALWI.COM
Rdap Domain Creation Date
2018-03-08T15:47:40Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
349,680
Form 5500 Compensation Trajectory 3y
2025349,680
Form 5500 Plan Count Trajectory 3y
20258
Schedule C Total Compensation
349,680
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Cik
0001911766
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2022-03-03
Edgar Last Filing Date
2026-02-03
Edgar 13f Count
19
Edgar 13f Latest AUM Estimate
Filing Date2026-02-03
Accession0001911766-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5344
Soi Zip Pct 200k Plus
0.325
Soi Zip Returns 200k Plus
1,040
Soi Zip Total AGI
761,361
Fdic Zip Total Deposits
11,851,468,000
Fdic Zip Branch Count
149
Fdic Zip Top Banks
M&I Marshall and Ilsley Bank
TCF National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
13230 WATERTOWN PLANK ROADELM GROVE, WI 53122
Business
13230 WATERTOWN PLANK ROADELM GROVE, WI 53122
Edgar EIN
872223621
Edgar Recent Filings
13F-HR2026-02-03 · 0001911766-26-000001
13F-HR2025-11-05 · 0001911766-25-000005
Fdic Zip Branches Raw
Mitchell BankElm Grove, WI
TCF Bank Wisconsin, FSBElm Grove, WI
Fdic Zip HHI
1029.25
Fdic Zip Top Bank Share Pct
18.96
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-08T15:47:40Z
Rdap Domain Last Changed
2024-03-09T11:47:33Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,245
Returns600
Stub 2
AGI12,405
Returns330
Stub 3
AGI19,477
Returns310
Soi Zip Total Business Income
23,786
Soi Zip Total Cap Gains
71,763
Soi Zip Total Dividends
48,904
Soi Zip Total Returns
3,200
Top Owner CRD
4188328
Trust Company Affiliate
No

People (5)

5
NIEDERBAUMER, JESSE, ALLEN
IAR · Direct Owner · 37.5%
4188328
ANDREW ALLEN MEYER
Direct Owner · 17.5%
5954748
MATTHEW DAVID NIEDERBAUMER
Direct Owner · 17.5%
4553475
GARDNER, JEREMY, JAMES
Executive Officer · 2.5%
3238770
MCCARTHY, MICHELLE, ANNE
Executive Officer · 2.5%
7682269