SourcingSourcing

B. RILEY WEALTH PRIVATE SHARES, LLC

C49
CRD 315851·SEC 801-122228·MEMPHIS, TN
AUM
$47.6M
$25M-$100M
Est. Revenue
$476K
@ 1% on AUM
Est. EBITDA
$143K
@ 30% margin
Est. Deal Value
$1.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
B. RILEY WEALTH PRIVATE SHARES, LLC
CRD
315851
SEC file #
801-122228
EIN
—
DBA names
B. Riley Wealth Private Shares

Economics

AUM
$47.6M
AUM band
$25M-$100M
AUM trajectory
'22'26
$499.2M → $47.6M▼ -90%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
9 advisors → 3 advisors▼ -67%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
B. RILEY WEALTH MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
B. RILEY WEALTH MANAGEMENT
MULLEN, MICHAEL, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3328
Soi Zip Pct 200k Plus
0.142
Soi Zip Returns 200k Plus
900
Soi Zip Total AGI
1,036,360
Fdic Zip Total Deposits
90,734,690,000
Fdic Zip Branch Count
296
Fdic Zip Top Banks
First Horizon Bank
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Equity Trust2
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationMemphis, TN
United American Bank of MemphisMemphis, TN
Fdic Zip HHI
4865.16
Fdic Zip Top Bank Share Pct
67.97
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,845
Returns1,010
Stub 2
AGI41,315
Returns1,100
Stub 3
AGI78,006
Returns1,260
Soi Zip Total Business Income
26,380
Soi Zip Total Cap Gains
116,758
Soi Zip Total Dividends
34,042
Soi Zip Total Returns
6,340
Trust Company Affiliate
No

People (4)

4
ZANONE, PHILIP, RICHARD
IAR · Executive Officer · 2.5%
2135221
MULLEN, MICHAEL, ANTHONY
IAR · Executive Officer · 2.5%
1428116
Daniel Ortega
Executive Officer · 2.5%
3095215
THOMAS JOHN KELLEHER
IAR
2881063