SourcingSourcing

HEIGHTS LLC

C44
CRD 315969·SEC 801-128704·LOS ANGELES, CA
AUM
$239.2M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$718K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HEIGHTS LLC
CRD
315969
SEC file #
801-128704
EIN
873275369
DBA names
—

Economics

AUM
$239.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$205.6M → $239.2M▲ +16%
Client mix
Individuals High Net Worth11
Pooled Investment Vehicles3

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HEIGHTS CORP.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
HEIGHTS CORP.
ICG HEIGHTS GP, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001893980
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2021-12-21
Edgar Last Filing Date
2021-12-21
Edgar Form D Count
1
Edgar Form D Offerings
2021-12-212021-12-21 · 0001893980-21-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
1276 BENEDICT CANYON DRIVEBEVERLY HILLS, CA 90210
Business
1276 BENEDICT CANYON DRIVEBEVERLY HILLS, CA 90210
Edgar EIN
873275369
Edgar Recent Filings
D2021-12-21 · 0001893980-21-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
Cohen, Alexandre
IAR · Executive Officer · 2.5%
4813412
WILLIAM BOYCE PORTWOOD
Executive Officer · 2.5%
4853700