SourcingSourcing

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

C35
CRD 316024·SEC 801-122258·LAKEWAY, TX
AUM
$590.5M
$500M-$1B
Est. Revenue
$5.9M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD
316024
SEC file #
801-122258
EIN
—
DBA names
—

Economics

AUM
$590.5M
AUM band
$500M-$1B
AUM trajectory
'22'26
$171.0M → $590.5M▲ +245%
Client mix
Individuals Other1,567
Individuals High Net Worth149
Insurance Companies8

Operations

Employees (total)
45
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'22'26
20 advisors → 16 advisors▼ -20%
Primary office
LAKEWAY TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/12/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINANCIAL GRAVITY COMPANIES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
FINANCIAL GRAVITY COMPANIES, INC.
Winters, Jennifer
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4789
Soi Zip Pct 200k Plus
0.2556
Soi Zip Returns 200k Plus
2,850
Soi Zip Total AGI
2,695,695
Fdic Zip Total Deposits
13,478,876,000
Fdic Zip Branch Count
231
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Prosperity Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
42
Bc Firm IAR Count
42
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Commercial Bank, National AssociationAustin, TX
Hill Country BankAustin, TX
Fdic Zip HHI
1516.69
Fdic Zip Top Bank Share Pct
28.09
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI24,540
Returns2,140
Stub 2
AGI55,956
Returns1,520
Stub 3
AGI75,108
Returns1,210
Soi Zip Total Business Income
112,551
Soi Zip Total Cap Gains
578,963
Soi Zip Total Dividends
108,917
Soi Zip Total Returns
11,150
Trust Company Affiliate
No

People (44)

44
WINTERS, SCOTT, CHRISTOPHER
IAR · Executive Officer · 2.5%
2598188
Winters, Kaili, Erin
IAR · Executive Officer · 2.5%
6528334
Winters, Jennifer
Executive Officer · 2.5%
2446588
Baucum, Ashley
Executive Officer · 2.5%
7170881
JON ETHAN BELL
IAR
1983121
Karen Cassidy
IAR
7423526
DANIEL WADE DUBOSE
IAR
4388473
Dean R. Specker
IAR
6743740
Christian Brakke
IAR
7502822
Jennifer Lynn Ralston
IAR
7242751
Marc Richard Barnes
IAR
7716690
Alan Scher
IAR
7907457
Timothy Scott Terry
IAR
7298602
Lauren Fischer
IAR
7220771
KIMBERLY PERRY
IAR
5717928
Michael Burton Smith
IAR
7681177
NELSON, WILLIAM, ROBERT
IAR
4797755
Shelley Renae Johnson
IAR
1439957
William Raymond Perlette
IAR
7345230
JOHN DAVID POLLOCK
IAR
2802192
ASHLEY CHRISTINE WINTERS
IAR
6528339
KEITH WILLIAM WEINMAN
IAR
2032739
JOHN THOMAS DRAWDY
IAR
4966255
LAURA ANN BOURBONNAIS
IAR
2921038
THOMAS RYAN WILLIAMS
IAR
6005200
Charles Jay Love
IAR
7220027
MARC DAVID OROURKE
IAR
856163
David Fischer
IAR
6754846
Loren James Grabau
IAR
6984490
JOHN ERIC WALTERS
IAR
4305588
MICHAEL JAMES FRENCH
IAR
6501322
STEVEN PHILLIP MARGULIN
IAR
2373728
KRISTOPHER DOUGLAS BLASL
IAR
6950717
Brian Lang
IAR
7371115
PHILIP J KEHOE
IAR
5759737
ROY EDWARD KELSEY
IAR
3013118
WILLIAM CHRISTOPHER SPARKS
IAR
7425251
Erling Bert Brakke
IAR
6554947
MATTHEW LOUIS RZEPKA
IAR
5281614
Sabina Li Pan
IAR
7424550
JOHN LINTON AVERY
IAR
1101029
Jill Ann Henderson
IAR
2777986
LORNE HOWARD LEVY
IAR
5581130
David Ashel Evans
IAR
7856729