SourcingSourcing

XO CAPITAL LLC

B64
CRD 316320·SEC 801-122473
AUM
$184.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$553K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
XO CAPITAL LLC
CRD
316320
SEC file #
801-122473
EIN
871416507
DBA names
—

Economics

AUM
$184.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$184.2M → $184.4M▬ 0%
Client mix
Individuals High Net Worth18
Corporations4
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
xocapital.team

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OCLARAY, JASON, RAMSAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
OCLARAY, JASON, RAMSAY
STERN, ADAM, BRYAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002013736
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-03-08
Edgar Last Filing Date
2024-08-08
Edgar Form D Count
2
Edgar Form D Offerings
2024-08-082024-08-08 · 0001398344-24-014173
2024-03-082024-03-08 · 0001398344-24-005576

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
23700 MALIBU COLONY RDMALIBU, CA 90265
Business
23700 MALIBU COLONY RDMALIBU, CA 90265
Edgar EIN
871416507
Edgar Recent Filings
D/A2024-08-08 · 0001398344-24-014173
D2024-03-08 · 0001398344-24-005576
Firm Has Custody
Yes
Top Owner CRD
3270425
Trust Company Affiliate
No

People (2)

2
OCLARAY, JASON, RAMSAY
IAR · Direct Owner · 62.5%
3270425
STERN, ADAM, BRYAN
IAR · Direct Owner · 62.5%
2373185