SourcingSourcing

WOLD FINANCIAL GROUP LLC

B54
CRD 316409·SEC 801-122348·MENDOTA HEIGHTS, MN
AUM
$182.5M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$547K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOLD FINANCIAL GROUP LLC
CRD
316409
SEC file #
801-122348
EIN
—
DBA names
Wold Financial Group

Economics

AUM
$182.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$180.2M → $182.5M▲ +1%
Client mix
Individuals Other41
Individuals High Net Worth31

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
MENDOTA HEIGHTS MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
woldgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOLD, RYAN, DAVIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WOLD, RYAN, DAVIS
WRIGHT, STEPHANIE, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WOLDGROUP.COM
Rdap Domain Creation Date
2018-01-10T19:31:51Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
24,157
Form 5500 Compensation Trajectory 3y
202524,157
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
24,157
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2856
Soi Zip Pct 200k Plus
0.1056
Soi Zip Returns 200k Plus
1,630
Soi Zip Total AGI
1,761,568
Fdic Zip Total Deposits
20,583,911,000
Fdic Zip Branch Count
323
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Gateway Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Signal Bank, Inc.West St. Paul, MN
Signal Bank, Inc.West St. Paul, MN
Fdic Zip HHI
1000.17
Fdic Zip Top Bank Share Pct
20.8
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-10T19:31:51Z
Rdap Domain Last Changed
2024-11-11T08:35:14Z
Rdap Nameservers
Ns5.worldnic.comNs6.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,234
Returns3,630
Stub 2
AGI125,396
Returns3,350
Stub 3
AGI150,152
Returns2,450
Soi Zip Total Business Income
49,564
Soi Zip Total Cap Gains
210,799
Soi Zip Total Dividends
72,614
Soi Zip Total Returns
15,440
Top Owner CRD
2702213
Trust Company Affiliate
No

People (3)

3
WOLD, RYAN, DAVIS
IAR · Direct Owner · 87.5%
2702213
WRIGHT, STEPHANIE, ANN
IAR · Direct Owner · 7.5%
3062131
BARRY WALTER WOLD
IAR
2095296