SourcingSourcing

BROOKWOOD INVESTMENT GROUP LLC

C30
CRD 316544·SEC 801-122508·PHOENIX, AZ
AUM
$1.25B
$1B+
Est. Revenue
$12.5M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKWOOD INVESTMENT GROUP LLC
CRD
316544
SEC file #
801-122508
EIN
862478300
DBA names
Brookwood Investment Group

Economics

AUM
$1.25B
AUM band
$1B+
AUM trajectory
'25'26
$1.06B → $1.25B▲ +18%
Client mix
Individuals Other3,290
Individuals High Net Worth210
Corporations5
Charitable Organizations1

Operations

Employees (total)
24
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'22'26
1 advisors → 22 advisors▲ +2100%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ckwmg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROOKWOD CONSULTING LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BROOKWOD CONSULTING LLC
RAIMONDO, KIMBERLEY, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CKWMG.COM
Rdap Domain Creation Date
2018-07-30T19:49:44Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
57,138
Form 5500 Compensation Trajectory 3y
202557,138
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
57,138
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002066812
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2025-05-06
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
5
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0002066812-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2989
Soi Zip Pct 200k Plus
0.0963
Soi Zip Returns 200k Plus
1940
Soi Zip Total AGI
1,996,370
Fdic Zip Total Deposits
26,207,977,000
Fdic Zip Branch Count
299
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3930 E. RAY RD.SUITE 155PHOENIX, AZ 85044
Business
3930 E. RAY RD.SUITE 155PHOENIX, AZ 85044
Edgar EIN
862478300
Edgar Recent Filings
13F-HR2026-05-04 · 0002066812-26-000002
13F-HR2026-01-22 · 0002066812-26-000001
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationPhoenix, AZ
Bank One, Arizona, National AssociationPhoenix, AZ
Fdic Zip HHI
2190.09
Fdic Zip Top Bank Share Pct
31.4
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-30T19:49:44Z
Rdap Domain Last Changed
2025-07-31T17:18:23Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,186
Returns3,890
Stub 2
AGI173,822
Returns4,600
Stub 3
AGI210,836
Returns3,420
Soi Zip Total Business Income
45,239
Soi Zip Total Cap Gains
80,319
Soi Zip Total Dividends
45,325
Soi Zip Total Returns
20,140
Trust Company Affiliate
No

People (52)

52
RAIMONDO, ROBERT, WILLIAM
IAR · Direct Owner · 62.5%
4476842
RAIMONDO, KIMBERLEY, ANN
Direct Owner · 62.5%
6777663
MAIA WEALTH
Direct Owner · 17.5%
292817
Ryan Wesley Herche
IAR
7662341
CHRIS CHETWODE BELCHAMBER
IAR
4654292
Eldrick Hill
IAR
8124197
JAMES BARRIE HODGE
IAR
1356065
TERRY EUGENE DUPONT
IAR
1181537
Darryl Amadio
IAR
8220486
JOHN CALVIN GROSS
IAR
4396040
SHAWN PATRICK KILMURRAY
IAR
5855121
MARTIN AARON SHAPIRO
IAR
1386124
William Zev Goldman
IAR
7807257
JOSEPH EDWARD WARD
IAR
3066458
PAUL HENRY LEFEVRE
IAR
2249177
Christopher Ryan Coolidge
IAR
2940840
ZACHARY YALE JONES
IAR
6267151
TRACY LYNN COBB
IAR
6517620
MURRAY I WOLOSHIN
IAR
1188186
TERRY GLENN ROBINSON
IAR
1805956
PAUL PETER SALAMON
IAR
2317143
JEREMY DAVID BRYANT
IAR
4697525
CASSIE SEUNGRIM KANG
IAR
5018614
GERALD PHILIP SHERIDAN
IAR
4918643
DANIEL ROBERT ANGELONE
IAR
4556930
ANDREW Jacob KEEHN
IAR
6817814
STEVEN LESTER SCHIPPEL
IAR
1225164
ADAM LESLIE KLEIN
IAR
2303072
CAROL JEANETTE PIPITONE
IAR
4257883
CHARLES EDWARD NASH
IAR
1306980
CHARLES HENRY TRAKAS
IAR
3024642
Vincent Anthony Yackanin
IAR
6422060
ALI EL SAYED
IAR
6746192
PHILIP JEFFREY LEE
IAR
1656539
Casey Cason
IAR
4637180
ANGELICA ROXAS
IAR
3269295
ROSTAM KEVON ATEFI
IAR
5774433
JOANNE FAY BROWN
IAR
5693827
BRYAN NICOLAYSEN
IAR
6587726
RICHARD GRAY MOWRER
IAR
6841912
JONATHAN LEIF HOLLJES
IAR
1106311
JESSE MARICHALAR GALINDO
IAR
2168391
THOMAS EDWARD SPACE
IAR
2382115
BRYAN DEAN MYERS
IAR
2527480
JOANN MARIE NORTH
IAR
2608347
David Douglas Swanson
IAR
6614143
THOMAS MICHAEL STOLTMAN
IAR
803994
Jamilah McCluney
IAR
7326476
PETER DOMENICK COLICCHIA
IAR
5423063
STACEY PARNUM
IAR
2941087
Courtney LaShay Wiley Ingram
IAR
7834923
BARRY L METROKAS-KAMISON
IAR
2239741