HIGHPOINT ADVISOR GROUP, LLC

CRD

316636

SEC file #

801-122583

EIN

872578720

DBA names

Highpoint Planning Partners

Economics

AUM

$4.78B

AUM band

$1B+

AUM trajectory

'22 · $3.62B

'23 · $3.62B

'25 · $4.00B

'26 · $4.78B

'22'26

$3.62B → $4.78B▲ +32%

sec adv history

Client mix

Individuals Other	5,856
Individuals High Net Worth	3,304
Corporations	46
Pension Profit Sharing Plans	27
Charitable Organizations	25

Operations

Employees (total)

106

Advisory staff (per ADV)

102

Advisory staff (5-yr trend)

'22 · 101 advisors

'23 · 101 advisors

'25 · 100 advisors

'26 · 102 advisors

'22'26

101 advisors → 102 advisors▲ +1%

sec adv history

Primary office

DOWNERS GROVE IL

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/27/2026

twitter.com/twgwealthplan(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HPPW HOLDINGS, LLC

Top Owner Pct

87.5

Owner Count

Control Persons

HPPW HOLDINGS, LLC

CAMPBELL, MARTIN, ANTHONY

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:highpoint.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

30,485

Form 5500 Compensation Trajectory 3y

2025

30,485

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

30,485

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001616034

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2015-02-24

Edgar Last Filing Date

2026-05-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-14

Accession0001616034-26-000004

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	8
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

2651 WARRENVILLE RDSUITE 200DOWNERS GROVE, IL 60515

Business

2651 WARRENVILLE RDSUITE 200DOWNERS GROVE, IL 60515

Edgar EIN

872578720

Edgar Recent Filings

13F-HR2026-05-14 · 0001616034-26-000004

13F-HR/A2026-05-14 · 0001616034-26-000003

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

People (53)

MARTIN ANTHONY CAMPBELL

Executive Officer · 2.5%

5454253

CRAIG FARIS IBRAHIM

Executive Officer · 2.5%

4621196

MICHELLE MARIE JURAS

Executive Officer · 2.5%

ERIN KATHERINE CARTER

RICHARD JOHN TARSITANO

DAVID JOSEPH LECINSKI

RONALD CHEONG MING SHIH

DAVID JOSEPH HENDERSON

JEFFREY THOMAS KOCHAN

6250097

Trent Edward Ten Bruin

ROGER JAMES ENSMINGER

RICHARD RODNEY KITICK

GREGORY ARTHUR REICHOLD

MICHAEL RICHARD ROHRWASSER

5648094

DOUGLAS ALAN SCHAFFNIT

1131231

STEVEN RICHARD OSTRANDER

CHRISTOPHER JOHN BREITENBACH

1794204

MICHAEL PATRICK LYNCH