SourcingSourcing

4X4 CAPITAL, LLC

B52
CRD 316647·SEC 801-128439·NEW YORK, NY
AUM
$445.4M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
4X4 CAPITAL, LLC
CRD
316647
SEC file #
801-128439
EIN
000000000
DBA names
4x4 Capital

Economics

AUM
$445.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$524.3M → $445.4M▼ -15%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
9
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/4x4capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
4X4 CAPITAL FP LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
4X4 CAPITAL FP LLC
EM INTERESTS LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002100944
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-01-21
Edgar Last Filing Date
2026-01-21
Edgar Form D Count
1
Edgar Form D Offerings
2026-01-212026-01-21 · 0002100944-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
1350 AVENUE OF THE AMERICAS, SUITE 2302NEW YORK, NY 10019
Business
1350 AVENUE OF THE AMERICAS, SUITE 2302NEW YORK, NY 10019
Edgar EIN
000000000
Edgar Recent Filings
D2026-01-21 · 0002100944-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
ANDRIETTA, CINTIA, NMN
Executive Officer · 2.5%
7773629
MACEDO, PAULO, ERMIRIO DE MORAES
Executive Officer · 2.5%
7447844
MEDICIS, ALEXANDRE, DA SILVEIRA
Executive Officer · 2.5%
7436709
TEIXEIRA, RAFAEL, VALLADARES
Executive Officer · 2.5%
7436704