SourcingSourcing

ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

C39
CRD 316736·SEC 801-122660·WELLESLEY, MA
AUM
$532.9M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC
CRD
316736
SEC file #
801-122660
EIN
824458618
DBA names
—

Economics

AUM
$532.9M
AUM band
$500M-$1B
AUM trajectory
'23'26
$386.0M → $532.9M▲ +38%
Client mix
Individuals High Net Worth58
Individuals Other51
Charitable Organizations6
Corporations6

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
WELLESLEY MA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
argonauticapwm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RAMBUSCH, FRANK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
RAMBUSCH, FRANK
YORK, THEODORE, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARGONAUTICAPWM.COM
Rdap Domain Creation Date
2020-05-06T20:52:43Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001931870
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-10
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001931870-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Wells Fargo6
Charles Schwab4
E*trade4
Edgar Addresses
Mailing
57 RIVER STREETSUITE 202WELLESLEY, MA 02481
Business
57 RIVER STREETSUITE 202WELLESLEY, MA 02481
Edgar EIN
824458618
Edgar Recent Filings
13F-HR2026-04-28 · 0001931870-26-000002
13F-HR2026-02-11 · 0001931870-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-06T20:52:43Z
Rdap Domain Last Changed
2022-11-13T08:28:59Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2397090
Trust Company Affiliate
No

People (5)

5
YORK, THEODORE, CHARLES
IAR · Direct Owner · 62.5%
2655192
RAMBUSCH, FRANK
IAR · Direct Owner · 62.5%
2397090
LECCA, MARY, LOURDES
IAR · Executive Officer · 2.5%
5014179
GARY CRAIG RAYMOND
IAR
4077542
MICHAEL BRIAN MCINTOSH
IAR
5568022