SourcingSourcing

THE FINANCIAL RESOURCE CENTER, INC.

C44
CRD 316747·SEC 801-122673·CARMEL, IN
AUM
$642.5M
$500M-$1B
Est. Revenue
$6.4M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE FINANCIAL RESOURCE CENTER, INC.
CRD
316747
SEC file #
801-122673
EIN
—
DBA names
The Financial Resource Center

Economics

AUM
$642.5M
AUM band
$500M-$1B
AUM trajectory
'23'26
$304.6M → $642.5M▲ +111%
Client mix
Individuals Other237
Pension Profit Sharing Plans5
State Or Municipal Govt3
Corporations2

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
5 advisors → 4 advisors▼ -20%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANE, CAROL, JEAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LANE, CAROL, JEAN
LANE, EVAN, TYLER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2481621
Trust Company Affiliate
No

People (4)

4
LANE, CAROL, JEAN
IAR · Direct Owner · 87.5%
2481621
LANE, EVAN, TYLER
IAR · Executive Officer · 2.5%
6217967
KERRY SPELL PENNINGTON
IAR
2975051
JERRY MARK KING
IAR
1453200