VERTEX PLANNING PARTNERS, LLC

CRD

316839

SEC file #

801-122980

EIN

810781488

DBA names

Vertex Partners

Economics

AUM

$1.01B

AUM band

$1B+

AUM trajectory

'23 · $478.6M

'25 · $827.9M

'26 · $1.01B

'23'26

$478.6M → $1.01B▲ +111%

sec adv history

Client mix

Individuals Other	552
Individuals High Net Worth	284
Pension Profit Sharing Plans	4
Corporations	2
Charitable Organizations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 13 advisors

'23 · 13 advisors

'25 · 13 advisors

'26 · 13 advisors

'22'26

13 advisors → 13 advisors▬ 0%

sec adv history

Primary office

DOWNERS GROVE IL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/30/2026

linkedin.com/company/vertexplanningpartners(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BELLIS, MICHAEL, DAVID

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

BELLIS, MICHAEL, DAVID

BENNER, GREGORY, PAUL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:vertexplanning.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001942341

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2023-02-06

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0001942341-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4292

Soi Zip Pct 200k Plus

0.218

Soi Zip Returns 200k Plus

3,170

Soi Zip Total AGI

2,382,617

Fdic Zip Total Deposits

37,561,748,000

Fdic Zip Branch Count

483

Fdic Zip Top Banks

JPMorgan Chase Bank, National Association

Downers Grove National Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Lpl Financial	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

3000 WOODCREEK DRIVESUITE 100DOWNERS GROVE, IL 60515

Business

3000 WOODCREEK DRIVESUITE 100DOWNERS GROVE, IL 60515

Edgar EIN

810781488

Edgar Recent Filings

13F-HR2026-05-15 · 0001942341-26-000003

13F-HR2026-02-17 · 0001942341-26-000001

Fdic Zip Branches Raw

Downers Grove National BankDowners Grove, IL

Fdic Zip HHI

539.41

Fdic Zip Top Bank Share Pct

15.13

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	33,082
Returns	3,220

Stub 2

AGI	76,052
Returns	2,040

Stub 3

AGI	107,203
Returns	1,730

Soi Zip Total Business Income

63,236

Soi Zip Total Cap Gains

182,025

Soi Zip Total Dividends

69,103

Soi Zip Total Returns

14,540

Top Owner CRD

2371999

Trust Company Affiliate