SourcingSourcing

ASTEROZOA MANAGEMENT LLC

C15
CRD 316870·SEC 801-122731·PHOENIX, AZ
AUM
$103.9M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$312K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASTEROZOA MANAGEMENT LLC
CRD
316870
SEC file #
801-122731
EIN
000000000
DBA names
Asterozoa Management

Economics

AUM
$103.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$3.0M → $103.9M▲ +3365%
Client mix
Pooled Investment Vehicles2
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
asterozoacapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Hegener, Joseph, Louis
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
Hegener, Joseph, Louis
Altuzarra, Julia
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASTEROZOACAPITAL.COM
Rdap Domain Creation Date
2020-10-20T14:43:37Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111749
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-02-25
Edgar Last Filing Date
2026-02-25
Edgar Form D Count
1
Edgar Form D Offerings
2026-02-252026-02-25 · 0002111749-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing8
E*trade4
Interactive Brokers3
Edgar Addresses
Mailing
2325 E CAMELBACK ROAD, SUITE 443PHOENIX, AZ 85016
Business
2325 E CAMELBACK ROAD, SUITE 443PHOENIX, AZ 85016
Edgar EIN
000000000
Edgar Recent Filings
D2026-02-25 · 0002111749-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-20T14:43:37Z
Rdap Domain Last Changed
2025-10-05T15:15:19Z
Rdap Nameservers
Dns1.p03.nsone.netDns2.p03.nsone.netDns3.p03.nsone.netDns4.p03.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7087962
Trust Company Affiliate
No

People (5)

5
Hegener, Joseph, Louis
IAR · Direct Owner · 37.5%
7087962
YIN, KEVIN, Guochen
IAR · Direct Owner · 17.5%
6522017
Altuzarra, Julia
Direct Owner · 17.5%
7892492
Kaites, John
Direct Owner · 7.5%
7892493
HEGENER, PAUL, JOSEPH
IAR · Executive Officer · 2.5%
1628568