SourcingSourcing

STRADA FINANCIAL GROUP LLC

C38
CRD 316987·SEC 801-129391·BORING, OR
AUM
$159.2M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$478K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STRADA FINANCIAL GROUP LLC
CRD
316987
SEC file #
801-129391
EIN
—
DBA names
—

Economics

AUM
$159.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$125.9M → $159.2M▲ +26%
Client mix
Individuals Other167
Individuals High Net Worth46

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
BORING OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
stradafg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARRIS, BRIAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HARRIS, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STRADAFG.COM
Rdap Domain Creation Date
2019-06-12T06:07:33Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3041
Soi Zip Pct 200k Plus
0.0946
Soi Zip Returns 200k Plus
420
Soi Zip Total AGI
435,374
Fdic Zip Total Deposits
1,024,948,000
Fdic Zip Branch Count
32
Fdic Zip Top Banks
Clackamas County Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Clackamas County BankBoring, OR
Clackamas County BankBoring, OR
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-12T06:07:33Z
Rdap Domain Last Changed
2021-04-28T16:43:05Z
Rdap Nameservers
Ns1.mydomain.comNs2.mydomain.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,550
Returns1,020
Stub 2
AGI34,230
Returns930
Stub 3
AGI40,761
Returns660
Soi Zip Total Business Income
14,822
Soi Zip Total Cap Gains
32,276
Soi Zip Total Dividends
5,344
Soi Zip Total Returns
4,440
Top Owner CRD
6477416
Trust Company Affiliate
No

People (2)

2
HARRIS, BRIAN
IAR · Direct Owner · 62.5%
6477416
Tyson Willes Papenfuss
IAR
7836149