SourcingSourcing

RYAN HERITAGE, LLP

C46
CRD 317097·SEC 801-122617·SADDLE BROOK, NJ
AUM
$18.8M
<$25M
Est. Revenue
$188K
@ 1% on AUM
Est. EBITDA
$56K
@ 30% margin
Est. Deal Value
$451K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RYAN HERITAGE, LLP
CRD
317097
SEC file #
801-122617
EIN
—
DBA names
—

Economics

AUM
$18.8M
AUM band
<$25M
AUM trajectory
'25'26
$25.6M → $18.8M▼ -27%
Client mix
Investment Companies1

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
SADDLE BROOK NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAKOS, ANDREW, (NMN)
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DAKOS, ANDREW, (NMN)
GOLDSTEIN, PHILLIP, FRANKLIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3178
Soi Zip Pct 200k Plus
0.0794
Soi Zip Returns 200k Plus
630
Soi Zip Total AGI
764,138
Fdic Zip Total Deposits
11,824,204,000
Fdic Zip Branch Count
108
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
Spencer Savings Bank, SLA

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Jpmorgan2
Fdic Zip Branches Raw
Interchange BankSaddle Brook, NJ
Interchange BankSaddle Brook, NJ
Fdic Zip HHI
3320.24
Fdic Zip Top Bank Share Pct
53.51
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,498
Returns1,810
Stub 2
AGI51,934
Returns1,370
Stub 3
AGI77,527
Returns1,250
Soi Zip Total Business Income
26,266
Soi Zip Total Cap Gains
16,275
Soi Zip Total Dividends
10,959
Soi Zip Total Returns
7,930
Top Owner CRD
4881082
Trust Company Affiliate
No

People (3)

3
DAKOS, ANDREW, (NMN)
Direct Owner · 62.5%
4881082
PHILLIP FRANKLIN GOLDSTEIN
Direct Owner · 62.5%
5711842
DARLING, STEPHANIE, LYNNE
Executive Officer · 2.5%
6039539