SourcingSourcing

TOWER BAY ASSET MANAGEMENT LP

C31
CRD 317104·SEC 801-122648·STAMFORD, CT
AUM
$513.6M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOWER BAY ASSET MANAGEMENT LP
CRD
317104
SEC file #
801-122648
EIN
000000000
DBA names
—

Economics

AUM
$513.6M
AUM band
$500M-$1B
AUM trajectory
'22'26
$197.9M → $513.6M▲ +160%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
10
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
4 advisors → 5 advisors▲ +25%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
towerbayassetmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRIEDMAN, KEITH, ERIC
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
FRIEDMAN, KEITH, ERIC
HAUF, WILLIAM, G
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TOWERBAYASSETMANAGEMENT.COM
Rdap Domain Creation Date
2021-10-20T17:51:19Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001720669
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2017-10-26
Edgar Last Filing Date
2026-03-20
Edgar Form D Count
10
Edgar Form D Offerings
2026-03-202026-03-20 · 0000902664-26-001701
2025-03-212025-03-21 · 0000902664-25-001549
Edgar Former Names
Good Hill Municipal Bond Opportunity Overseas Fund Ltd

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan4
E*trade4
U.s. Bank3
Pershing2
Edgar Addresses
Mailing
C/O OGIER GLOBAL (CAYMAN) LIMITED89 NEXUS WAYGRAND CAYMANCayman Islands
Business
C/O OGIER GLOBAL (CAYMAN) LIMITED89 NEXUS WAYGRAND CAYMANCayman Islands
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-03-20 · 0000902664-26-001701
D/A2025-03-21 · 0000902664-25-001549
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2026-10-20T17:51:19Z
Rdap Domain Last Changed
2025-08-22T07:44:44Z
Rdap Nameservers
Ns87.worldnic.comNs88.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5004781
Trust Company Affiliate
No

People (3)

3
FRIEDMAN, KEITH, ERIC
Direct Owner · 62.5%
5004781
HAUF, WILLIAM, G
Direct Owner · 62.5%
5670795
DIBARTOLO, JOSEPH, MAURICE
Executive Officer · 2.5%
1626360