SourcingSourcing

CALTIER ADVISORS, LLC

C48
CRD 317263·SEC 801-123596·POWAY, CA
AUM
$6.9M
<$25M
Est. Revenue
$69K
@ 1% on AUM
Est. EBITDA
$21K
@ 30% margin
Est. Deal Value
$165K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CALTIER ADVISORS, LLC
CRD
317263
SEC file #
801-123596
EIN
—
DBA names
—

Economics

AUM
$6.9M
AUM band
<$25M
AUM trajectory
'25'26
$6.9M → $6.9M▬ 0%
Client mix
Individuals Other2,304

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
POWAY CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
10/20/2025
ADV-W filed at
—
Website
caltierinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CALTIER INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CALTIER INC.
BELCHER, MATTHEW, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CALTIERINC.COM
Rdap Domain Creation Date
2022-05-02T04:12:17Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2029-05-02T04:12:17Z
Rdap Domain Last Changed
2026-05-05T19:55:13Z
Rdap Nameservers
Ns-cloud-b1.googledomains.comNs-cloud-b2.googledomains.comNs-cloud-b3.googledomains.comNs-cloud-b4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
BELCHER, MATTHEW, DAVID
Executive Officer · 2.5%
7514126
HOOK, TRAVIS, CURRAN
Executive Officer · 2.5%
7514142
SMITH, PARKER, ANDREW
Executive Officer · 2.5%
7514097