MOSAIC FAMILY WEALTH PARTNERS, LLC

CRD

317377

SEC file #

801-122745

EIN

873100347

DBA names

Mosaic Wealth

Economics

AUM

$2.04B

AUM band

$1B+

AUM trajectory

'22 · $1.27B

'23 · $1.27B

'25 · $1.64B

'26 · $2.04B

'22'26

$1.27B → $2.04B▲ +60%

sec adv history

Client mix

Individuals Other	453
Individuals High Net Worth	321
Pension Profit Sharing Plans	13
Charitable Organizations	11
Corporations	9

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 12 advisors

'23 · 14 advisors

'25 · 16 advisors

'26 · 19 advisors

'22'26

12 advisors → 19 advisors▲ +58%

sec adv history

Primary office

ST. LOUIS MO

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed feesCommissionsOther Compensation

Filings

Latest ADV filing

03/30/2026

linkedin.com/company/mosaic-family-wealth(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FOCUS OPERATING, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FOCUS OPERATING, LLC

BROWN, MICHELLE, KATHLEEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

102,209

Form 5500 Compensation Trajectory 3y

2025

102,209

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

102,209

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001965241

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2023-02-14

Edgar Last Filing Date

2026-04-30

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-30

Accession0001104659-26-052718

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3532

Soi Zip Pct 200k Plus

0.129

Soi Zip Returns 200k Plus

650

Soi Zip Total AGI

612,349

Fdic Zip Total Deposits

16,403,442,000

Fdic Zip Branch Count

209

Fdic Zip Top Banks

The PrivateBank and Trust Company

CIBC Bank USA

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

1401 S. BRENTWOOD BLVD.SUITE 630ST. LOUIS, MO 63144

Business

1401 S. BRENTWOOD BLVD.SUITE 630ST. LOUIS, MO 63144

Edgar EIN

873100347

Edgar Recent Filings

13F-HR2026-04-30 · 0001104659-26-052718

13F-HR2026-02-13 · 0001104659-26-014873

Fdic Zip Branches Raw

Magna Bank of MissouriBrentwood, MO

Fdic Zip HHI

1352.99

Fdic Zip Top Bank Share Pct

21.18

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	9,671
Returns	860

Stub 2

AGI	32,245
Returns	850

Stub 3

AGI	56,341
Returns	910

Soi Zip Total Business Income

16,609

Soi Zip Total Cap Gains

20,232

Soi Zip Total Dividends

18,628

Soi Zip Total Returns

5,040

Trust Company Affiliate

People (17)

CAMPO, TYLER

BROWN, MICHELLE, KATHLEEN

5158076

4390011

SHIKLES, LARRY, KEITH

2514155

HIGHMARK, DUNCAN, SCOTT

2707962

ROTELLO, STEVEN, GREGORY