SourcingSourcing

SCHERER FINANCIAL ADVISORY SERVICES, LLC

C33
CRD 317435·SEC 801-122809·DALLAS, TX
AUM
$158.3M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$475K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHERER FINANCIAL ADVISORY SERVICES, LLC
CRD
317435
SEC file #
801-122809
EIN
—
DBA names
—

Economics

AUM
$158.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$122.4M → $158.3M▲ +29%
Client mix
Individuals Other119
Individuals High Net Worth59

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesCommissions

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
schererfinancial.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
O'SHEA, IAN, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
O'SHEA, IAN, MICHAEL
Scherer, Scott, Stephen
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCHERERFINANCIAL.NET
Rdap Domain Creation Date
2021-11-01T15:28:39Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4039
Soi Zip Pct 200k Plus
0.2183
Soi Zip Returns 200k Plus
4,000
Soi Zip Total AGI
3,485,213
Fdic Zip Total Deposits
75,416,009,000
Fdic Zip Branch Count
632
Fdic Zip Top Banks
Beal Bank, s.s.b.
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
Bent Tree National BankDallas, TX
Bent Tree National BankDallas, TX
Fdic Zip HHI
670.21
Fdic Zip Top Bank Share Pct
15.48
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-01T15:28:39Z
Rdap Domain Last Changed
2023-04-27T15:09:08Z
Rdap Nameservers
Ns1.hover.comNs2.hover.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,260
Returns3,540
Stub 2
AGI122,310
Returns3,280
Stub 3
AGI154,951
Returns2,520
Soi Zip Total Business Income
123,223
Soi Zip Total Cap Gains
466,039
Soi Zip Total Dividends
153,393
Soi Zip Total Returns
18,320
Top Owner CRD
5799698
Trust Company Affiliate
No

People (3)

3
O'SHEA, IAN, MICHAEL
IAR · Direct Owner · 87.5%
5799698
Scherer, Scott, Stephen
IAR · Direct Owner · 37.5%
2561530
Howard William Montfort
IAR
826329