SourcingSourcing

DOGWOOD WEALTH MANAGEMENT, LLC

C38
CRD 317580·SEC 801-123208·LENEXA, KS
AUM
$257.2M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$772K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOGWOOD WEALTH MANAGEMENT, LLC
CRD
317580
SEC file #
801-123208
EIN
874527273
DBA names
—

Economics

AUM
$257.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$233.5M → $257.2M▲ +10%
Client mix
Individuals Other146
Individuals High Net Worth87

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
LENEXA KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
instagram.com/dogwoodwealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEWCOMER, JASON, RUSSELL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
NEWCOMER, JASON, RUSSELL
SHEERIN, ERIC, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002056922
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2025-02-28
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002056922-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3106
Soi Zip Pct 200k Plus
0.0899
Soi Zip Returns 200k Plus
660
Soi Zip Total AGI
698,809
Fdic Zip Total Deposits
9,407,597,000
Fdic Zip Branch Count
149
Fdic Zip Top Banks
Capitol Federal Savings Bank
Premier Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
8813 PENROSE LNSTE 350LENEXA, KS 66219
Business
8813 PENROSE LNSTE 350LENEXA, KS 66219
Edgar EIN
874527273
Edgar Recent Filings
13F-HR2026-05-12 · 0002056922-26-000002
13F-HR2026-02-04 · 0002056922-26-000001
Fdic Zip Branches Raw
Premier BankLenexa, KS
Premier BankLenexa, KS
Fdic Zip HHI
2032.56
Fdic Zip Top Bank Share Pct
38.3
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,056
Returns1,320
Stub 2
AGI56,556
Returns1,500
Stub 3
AGI84,204
Returns1,370
Soi Zip Total Business Income
17,534
Soi Zip Total Cap Gains
18,201
Soi Zip Total Dividends
11,320
Soi Zip Total Returns
7,340
Top Owner CRD
5563175
Trust Company Affiliate
No

People (4)

4
NEWCOMER, JASON, RUSSELL
IAR · Direct Owner · 62.5%
5563175
SHEERIN, ERIC, JOHN
IAR · Direct Owner · 62.5%
4786798
Allie Elizabeth Houston
IAR
7795037
RORY DREW JONES
IAR
5598236