SourcingSourcing

TRANSCE3ND LLC

C25
CRD 317745·SEC 801-126674·BUDA, TX
AUM
$418.9M
$100M-$500M
Est. Revenue
$4.2M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRANSCE3ND LLC
CRD
317745
SEC file #
801-126674
EIN
873997807
DBA names
—

Economics

AUM
$418.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$106.0M → $418.9M▲ +295%
Client mix
Individuals Other1,380
Individuals High Net Worth201
Pension Profit Sharing Plans24
Corporations14
Investment Companies1

Operations

Employees (total)
60
Advisory staff (per ADV)
42
Advisory staff (5-yr trend)
'23'26
9 advisors → 42 advisors▲ +367%
Primary office
BUDA TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
transcendim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
QUARTUCCI, JOSEPH, ALLEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
QUARTUCCI, JOSEPH, ALLEN
MATTINGLY, JOHN, TYLER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TRANSCENDIM.COM
Rdap Domain Creation Date
2021-10-13T14:36:17Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
23,397
Form 5500 Compensation Trajectory 3y
202523,397
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
23,397
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002023570
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-13
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002023570-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3197
Soi Zip Pct 200k Plus
0.0795
Soi Zip Returns 200k Plus
1830
Soi Zip Total AGI
2,179,026
Fdic Zip Total Deposits
2,222,822,000
Fdic Zip Branch Count
122
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Broadway National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
41
Bc Firm Active IA Count
44
Bc Firm IAR Count
44
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
835 MAIN STREETBUILDING 200BUDA, TX 78610
Business
835 MAIN STREETBUILDING 200BUDA, TX 78610
Edgar EIN
873997807
Edgar Recent Filings
13F-HR2026-05-07 · 0002023570-26-000002
13F-HR2026-02-06 · 0002023570-26-000001
Fdic Zip Branches Raw
Austin National BankBuda, TX
Austin National BankBuda, TX
Fdic Zip HHI
1669.44
Fdic Zip Top Bank Share Pct
27.48
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-13T14:36:17Z
Rdap Domain Last Changed
2025-10-06T09:13:21Z
Rdap Nameservers
Ns43.domaincontrol.comNs44.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,002
Returns4,540
Stub 2
AGI177,767
Returns4,750
Stub 3
AGI231,570
Returns3,740
Soi Zip Total Business Income
75,895
Soi Zip Total Cap Gains
79,917
Soi Zip Total Dividends
19,654
Soi Zip Total Returns
23,020
Top Owner CRD
4522516
Trust Company Affiliate
No

People (46)

46
QUARTUCCI, JOSEPH, ALLEN
IAR · Direct Owner · 87.5%
4522516
JOHN TYLER MATTINGLY
Executive Officer · 2.5%
3102165
Wheadon, Bruce, Alan
Executive Officer · 2.5%
5290450
Daniel R Ricks
IAR
7989341
John Matthew Linn
IAR
7686345
Sebastiano Vassallo
IAR
7649079
Arpit Sharma
IAR
7623706
Lacey Thompson-Krul
IAR
7792142
Troy Ray Thompson
IAR
8033396
Ryan Lane Vaughn
IAR
8048647
Ashley Marie Kempenski
IAR
7992092
Jeremy Doak Cheatham
IAR
5045118
WILLIAM JOSEPH ALEXANDER
IAR
5553208
Daniel Joseph Roemerman
IAR
5300140
BRUCE GERARD WEHNER
IAR
5410378
Joel Everett
IAR
6994217
John Paul Miller
IAR
7938593
Cody Michael Surma
IAR
7740715
CORWIN EUGENE DAVIDSON
IAR
6196479
JENNIFER KRISTIE TAYLOR
IAR
5886419
CLELLAN VANCE HYATT
IAR
6539896
JOSHUA MARK HUARD
IAR
6516166
Cole Stanton Pickett
IAR
7430209
ROBERT FRANCIS SCHILLY
IAR
4725968
Kyle Wilcutt
IAR
5902866
KYLE JASON ROBARGE
IAR
6608423
Nikki Kay Polistina
IAR
4957185
Vincent Keith Annable
IAR
1033573
LARRY KENNETH LYONS
IAR
2856522
JOHN EDWARD MORIARTY
IAR
2720704
Robert Lloyd Annable
IAR
4657825
JESSICA MICHELLE KNUTSON
IAR
5399898
STEVEN ANDREW SHORLEY
IAR
5301881
STEVEN J PERRMANN
IAR
5873282
TERENCE HERBERT TAYLOR
IAR
5269151
DONALD GENE DURR
IAR
6617164
AMY JOSLIN
IAR
6102549
STEPHEN C JOSEPH
IAR
6283664
KEITH BERNARD STINEBAKER
IAR
5472713
CONNER CAPPS
IAR
6518678
Bryson Blackwell
IAR
7423209
Chad Benoit
IAR
5822219
Tobin Allen Narciso Short
IAR
7980874
Mark Douglas Caldwell
IAR
2202238
MARK CHARLES SCHREIBER
IAR
2788289
Micah Anthony Medellin
IAR
7256741